exempt securities

/ɪgˌzempt sɪ'kjυərɪtiz/ plural noun
securities, such as municipal bonds, which do not need to be registered with the SEC

Dictionary of banking and finance. 2015.

Look at other dictionaries:

  • Exempt securities — Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements. The New… …   Financial and business terms

  • exempt securities — instruments exempt ( exemption) from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934 . Such securities include government bonds, agencies, munis, commercial paper, and private… …   Financial and business terms

  • exempt securities — Fin securities that are not subject to a provision of law such as margin or registration requirements …   The ultimate business dictionary

  • tax exempt securities — Investments that yield income that is tax exempt. Generally, tax exempts are municipal bonds with interest that is not taxed by the federal government. See also tax exempt …   Black's law dictionary

  • Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …   Law dictionary

  • Securities Act — of 1933, as amended (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange …   Law dictionary

  • securities — Stocks, bonds, notes, convertible debentures, warrants, or other documents that represent a share in a company or a debt owed by a company or government entity. Evidences of obligations to pay money or of rights to participate in earnings and… …   Black's law dictionary

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • exempt market maker — A person who is registered as a market maker with the London Stock Exchange in relation to the securities in the target company or, if applicable, the bidder, or is accepted by the Panel on Takeovers and Mergers as a market maker in those… …   Law dictionary

  • securities clearing agency — Under Title 11 U.S.C. Section 101: (48) The term securities clearing agency means person that is registered as a clearing agency under section 17A of the Securities Exchange Act of 1934, or exempt from such registration under such section… …   Glossary of Bankruptcy

Share the article and excerpts

Direct link
Do a right-click on the link above
and select “Copy Link”

We are using cookies for the best presentation of our site. Continuing to use this site, you agree with this.